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Management

Leaf Hua Li

Founder, Chairman, CEO & Chairman of the Technology Committee

Founder, Chairman, CEO & Chairman of the Technology Committee

Mr. Leaf Hua Li is Futu’s founder and has served as the chairman of the board of directors and chief executive officer since the Company’s inception. Mr. Li has rich experience and expertise in the technology and internet sectors in China. Before founding Futu, Mr. Li had served in several senior management roles at Tencent, including the head of Tencent’s multi-media business and its innovation center. Mr. Li joined Tencent in 2000 and was the 18th founding employee of Tencent. He was an early and key research and development participant of Tencent QQ. Mr. Li was also the founder of Tencent Video and led the product design and development of Tencent Video. Mr. Li invented 23 international and domestic patents while working at Tencent. In 2008, Mr. Li was presented the “Innovative Talent Award” by the municipal government of Shenzhen, Guangdong. Mr. Li received his bachelor’s degree in computer science and technology from Hunan University in 2000.

Nineway Jie Zhang

Director

Director

Mr. Nineway Jie Zhang has served as our director since October 2014. Mr. Zhang has been working in internet securities trading business since 1997. Prior to joining our company, from 2002 to 2013, Mr. Zhang served as the head of the online trading center of the headquarters of Shenzhen of China Galaxy Securities Co., Ltd. (HKEx: 6881) in Beijing in charge of business development and the head of the online retail trading business of its Shenzhen branch. Mr. Zhang also served as the manager of its online transaction business at Guangdong Securities (now known as Essence Securities) from 2000 to 2002 and served in various roles at several internet-based companies prior to that. Mr. Zhang received an associate’s degree in marketing from Nanjing University of Science and Technology in 1994, a master’s degree in business administration from South China University of Technology in 2009 and an executive master’s degree in business administration from Cheung Kong Graduate School of Business in 2013.

Arthur Yu Chen

Chief Financial Officer

Chief Financial Officer

Mr. Arthur Yu Chen has served as Futu’s chief financial officer since September 2017. Prior to joining the Company, Mr. Chen served as a director at Citigroup Global Markets Asia Limited from 2009 to 2016 in its equity business. Mr. Chen also served as a vice president at China International Capital Corporation from 2005 to 2009. Mr. Chen received his bachelor’s degree in economics from Shanghai University of Finance & Economics in 1998 and his master’s degree in business administration from China Europe International Business School in 2005.

Robin Li Xu

Senior Vice President

Senior Vice President

Mr. Robin Li Xu has served as a senior vice president since September 2019 where he is responsible for product development, operations, marketing and growth. Prior to that, Mr. Xu served as our vice president since August 2013. Mr. Xu has over ten years of experience in the internet industry including seven years at Tencent where he was a senior product manager responsible for online payment product development and operations for Tenpay. Mr. Xu received his bachelor’s degree in management from Heilongjiang University in 2006.

The licensing information in relation to companies within Futu Group is as follows: Futu Securities International (Hong Kong) Limited Holder of 20 licenses and participantship in providing clients with reliable securities trading services.   In Hong Kong, China: Futu HK is a licensed corporation regulated by the Securities and Futures Commission of Hong Kong (CE No. AZT137) and has obtained Type 1 Licence for Dealing in Securities, Type 2 Licence for Dealing in Futures Contracts, Type 3 Licence for Leveraged Foreign Exchange Trading, Type 4 Licence for Advising on Securities, Type 5 Licence for Advising on Futures Contracts, Type 7 Licence for Providing Automated Trading Services, and Type 9 Licence for Asset Management. Futu HK is registered as MPF Intermediary, SEHK Participant, HKSCC Direct Clearing Participant, SEHK China Connect Exchange Participant, HKSCC China Connect Clearing Participant, SEHK Options Trading Exchange Participant, SEOCH Direct Clearing Participant, HKFE Futures Commission Merchant, and HKCC Clearing Participant.   In Europe: Futu HK is a member of London Stock Exchange and Turquoise.   In Singapore: Futu HK is a trading member of Singapore Exchange Securities Trading Limited and Singapore Exchange Derivatives Trading Limited. Futu Trustee Limited Holder of Trust or Company Service Provider Licence (Licence No. TC006475). Futu Lending Limited Holder of Money Lenders Licence (Licence No. 1917/2022). Moomoo Financial Inc. A broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (CRD: 283078/SEC: 8-69739), and a member in good standing of Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Futu Clearing Inc. A broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (CRD: 298769/SEC: 8-70215), a member in good standing of Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), as well as a member of Depository Trust Company (DTC), a member of National Securities Clearing Corporation (NSCC) and the Options Clearing Corporation (OCC). Futu Futures Inc. A licensed entity registered with the National Futures Association (NFA) (NFA ID: 0523957) and regulated by the National Futures Association (NFA) and the Commodity Futures Trading Commission (CFTC). Moomoo Financial Singapore Pte. Ltd. Registered with the Monetary Authority of Singapore (MAS), Moomoo SG is a Capital Markets Services Licence (Licence No. CMS101000) holder with the Exempt Financial Adviser Status. Moomoo SG has also received all SGX's memberships. Moomoo SG has been admitted as Clearing Member of The Central Depository (Pte) Ltd (CDP) , Trading Member of Singapore Exchange Securities Trading Limited (“SGX-ST”), Trading and Clearing Member of Singapore Exchange Derivatives Trading Limited (“SGX-DT”), and Depository Agent of CDP. Moomoo Trustee (Singapore) Pte. Ltd. A Singapore trust company licensed by the Monetary Authority of Singapore to carry on trust business and services (Licence Number: No.TC000074). Moomoo Securities Australia Ltd A securities dealer registered with and regulated the Australian Securities and Investments Commission (ASIC). Futu Australia holds the Australian Financial Services Licence (Licence No. 224663). Moomoo Securities Japan Co., Ltd. Moomoo Japan holds the Financial Instruments Business Operators Licence(FIBOs), and has memberships in the Japan Securities Dealers Association(JSDA) and Japan Investment Advisers Association(JIAA). Moomoo Financial Canada Inc Moomoo Canada is a dealer member of Canadian Investment Regulatory Organization (CIRO) and Canadian Investor Protection Fund (CIPF). Moomoo Securities Malaysia Sdn. Bhd. Moomoo Malaysia holds the Capital Markets Services License (License No.: eCMSL/A0397/2024) and is regulated by the Securities Commission Malaysia.
The licensing information in relation to companies within Futu Group is as follows: Futu Securities International (Hong Kong) Limited Holder of 20 licenses and participantship in providing clients with reliable securities trading services.   In Hong Kong, China: Futu HK is a licensed corporation regulated by the Securities and Futures Commission of Hong Kong (CE No. AZT137) and has obtained Type 1 Licence for Dealing in Securities, Type 2 Licence for Dealing in Futures Contracts, Type 3 Licence for Leveraged Foreign Exchange Trading, Type 4 Licence for Advising on Securities, Type 5 Licence for Advising on Futures Contracts, Type 7 Licence for Providing Automated Trading Services, and Type 9 Licence for Asset Management. Futu HK is registered as MPF Intermediary, SEHK Participant, HKSCC Direct Clearing Participant, SEHK China Connect Exchange Participant, HKSCC China Connect Clearing Participant, SEHK Options Trading Exchange Participant, SEOCH Direct Clearing Participant, HKFE Futures Commission Merchant, and HKCC Clearing Participant.   In Europe: Futu HK is a member of London Stock Exchange and Turquoise.   In Singapore: Futu HK is a trading member of Singapore Exchange Securities Trading Limited and Singapore Exchange Derivatives Trading Limited. Futu Trustee Limited Holder of Trust or Company Service Provider Licence (Licence No. TC006475). Futu Lending Limited Holder of Money Lenders Licence (Licence No. 1917/2022). Moomoo Financial Inc. A broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (CRD: 283078/SEC: 8-69739), and a member in good standing of Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Futu Clearing Inc. A broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (CRD: 298769/SEC: 8-70215), a member in good standing of Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), as well as a member of Depository Trust Company (DTC), a member of National Securities Clearing Corporation (NSCC) and the Options Clearing Corporation (OCC). Futu Futures Inc. A licensed entity registered with the National Futures Association (NFA) (NFA ID: 0523957) and regulated by the National Futures Association (NFA) and the Commodity Futures Trading Commission (CFTC). Moomoo Financial Singapore Pte. Ltd. Registered with the Monetary Authority of Singapore (MAS), Moomoo SG is a Capital Markets Services Licence (Licence No. CMS101000) holder with the Exempt Financial Adviser Status. Moomoo SG has also received all SGX's memberships. Moomoo SG has been admitted as Clearing Member of The Central Depository (Pte) Ltd (CDP) , Trading Member of Singapore Exchange Securities Trading Limited (“SGX-ST”), Trading and Clearing Member of Singapore Exchange Derivatives Trading Limited (“SGX-DT”), and Depository Agent of CDP. Moomoo Trustee (Singapore) Pte. Ltd. A Singapore trust company licensed by the Monetary Authority of Singapore to carry on trust business and services (Licence Number: No.TC000074). Moomoo Securities Australia Ltd A securities dealer registered with and regulated the Australian Securities and Investments Commission (ASIC). Futu Australia holds the Australian Financial Services Licence (Licence No. 224663). Moomoo Securities Japan Co., Ltd. Moomoo Japan holds the Financial Instruments Business Operators Licence(FIBOs), and has memberships in the Japan Securities Dealers Association(JSDA) and Japan Investment Advisers Association(JIAA). Moomoo Financial Canada Inc Moomoo Canada is a dealer member of Canadian Investment Regulatory Organization (CIRO) and Canadian Investor Protection Fund (CIPF). Moomoo Securities Malaysia Sdn. Bhd. Moomoo Malaysia holds the Capital Markets Services License (License No.: eCMSL/A0397/2024) and is regulated by the Securities Commission Malaysia.